Emma Tsang

HKEx publishes Guidance Letter on Pre-vetting for placing to connected clients in an IPO

HKEx publishes Guidance Letter on Pre-vetting for placing to connected clients in an IPO 1920 1080 Hauzen
In March 2021, HKEx published a Guidance Letter on pre-vetting for placings to connected clients in IPO

HKEx Publishes Listing Committee Report 2020

HKEx Publishes Listing Committee Report 2020 1920 1080 Hauzen
In March 2021, HKEx published its Listing Committee Report for 2020, which includes a review of the committee’s work during the year and an overview of its policy agenda for 2021 and beyond.

SFC, HKEx Directed to Explore SPAC Listings in Hong Kong

SFC, HKEx Directed to Explore SPAC Listings in Hong Kong 1920 1080 Hauzen
March 2021, SFC and HKEx briefed a forum of top financial leaders in Hong Kong about the latest developments in Special Purpose Acquisition Companies (SPACs)

HKEx Updates Guidance Letter for Biotech Companies

HKEx Updates Guidance Letter for Biotech Companies 1920 1080 Hauzen
February 2021, HKEx updated its guidance letter related to disclosure in listing documents of biotech companies.

HKEx Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents, Reduction of Types of Documents on Display

HKEx Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents, Reduction of Types of Documents on Display 1920 1080 Hauzen
HKEx will adopt all the proposals outlined in the consultation paper with several minor modifications as set out in the Consultation Conclusions.

HKEx Publishes its Latest Review of Listed Issuers’ Corporate Governance Practices

HKEx Publishes its Latest Review of Listed Issuers’ Corporate Governance Practices 1920 1080 Hauzen
December 2020, The Stock Exchange of Hong Kong Limited (HKEx) published the findings of its latest review of listed issuers’ corporate governance practices.

HKEx Publishes Review of Listed Issuers’ Annual Report Disclosure – COVID-19 and Other Issues

HKEx Publishes Review of Listed Issuers’ Annual Report Disclosure – COVID-19 and Other Issues 1920 1080 Hauzen
January 2021, The Stock Exchange of Hong Kong Limited (HKEx) published a report on the findings and recommendations from a review of listed issuers’ annual reports issued for 2019
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