Insights

HKCFA Upholds SFC’s Powers Against Foreign Defendants
HKCFA Upholds SFC’s Powers Against Foreign Defendants 1920 1081 Hauzen
The Hong Kong CFA confirms the SFC’s power to seek various orders from the Hong Kong court against foreign defendants without requiring leave.

Sponsors Still Taking the Rap for Listing Fraud
Sponsors Still Taking the Rap for Listing Fraud 1400 788 Greg Heaton
When listing frauds unravel, regulators usually focus on finding fault with the sponsors. Sponsors face significant regulatory risks for limited financial gain.
Basil Hwang - Hauzen LLP at 20th ALB Hong Kong In-house Legal Summit

Key Takeaways from the ALB Keynote Panel
Key Takeaways from the ALB Keynote Panel 768 503 Hauzen
Our panel speakers shared invaluable insights into Hong Kong’s evolving digital assets landscape. Get the key takeaways!

How Sponsors Became Gatekeepers of HKEX
How Sponsors Became Gatekeepers of HKEX 1400 787 Greg Heaton
Thirty years ago, Tsingtao Brewery became the first mainland Chinese company to list on HKEX. Over 1400 others followed, scams included.

Guide to Obtaining a VASP Licence in Hong Kong
Guide to Obtaining a VASP Licence in Hong Kong 1400 788 Hauzen
A simplified guide to requirements virtual asset trading platforms (or cryptocurrency exchanges) must meet to obtain a virtual asset service provider licence. 

Hong Kong Embraces Cryptocurrency: Get Ready for New VASP Regime
Hong Kong Embraces Cryptocurrency: Get Ready for New VASP Regime 1400 787 Basil Hwang
Operating a virtual asset in Hong Kong? Learn what you need to do to get ready for the new SFC legislation starting 01 June 2023!

Collapse of FTX Hastens Calls for Cryptocurrency Regulations
Collapse of FTX Hastens Calls for Cryptocurrency Regulations 1400 788 Byron Chow
FTX’s collapse highlights the need to put in place regulations for cryptocurrency in the world’s major financial markets, and Hong Kong is committed to addressing such a need.

SFC proposes amendments to Securities and Futures Ordinance to strengthen enforcement
SFC proposes amendments to Securities and Futures Ordinance to strengthen enforcement 1400 788 Hauzen
The SFC is accepting comments on its proposed amendments by no later than 12 August 2022.

VIDEO: Financial Regulation in Hong Kong
VIDEO: Financial Regulation in Hong Kong 600 600 Basil Hwang
Our Basil Hwang and Kelly Ho give us an overview of the financial regulatory sector in Hong Kong.

SFC Bans Mr. Poon Chun Hing From Re-entering Industry for Life
SFC Bans Mr. Poon Chun Hing From Re-entering Industry for Life 1400 788 Hauzen
Readers are reminded to be alert if approached with securities & futures investments or dealing with anyone claiming they are licensed / registered in Hong Kong
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