Knowledge

Knowledge is power. Here, we share useful information on laws governing Hong Kong’s markets with you, empowering you to foresee or overcome legal obstacles. Contact us for an in-depth discussion today.

Insider Dealing
Insider Dealing 1400 788 Hauzen LLP
Illicit trades are considered in detail, documenting the history of the situation in Hong Kong and the current regime. Relevant legislation is considered, along with possible sanctions and penalties.

Market Manipulation
Market Manipulation 1400 788 Hauzen LLP
Scrutiny of issues relating to manipulation of the securities market is provided and offences which traditionally fall under this umbrella.

Market Misconduct Regulations in Hong Kong
Market Misconduct Regulations in Hong Kong 1400 788 Hauzen LLP
Insight into the Securities and Futures Ordinance (Cap 571) (SFO) and its ‘dual’ approach to breaches, which can see both civil cases and criminal charges being brought.

Crowd-funding Activities
Crowd-funding Activities 1401 787 Hauzen LLP
Information on four common types of crowd funding which can be grouped into two main categories: (i) Community Crowd-funding; and (ii) Financial Return Crowd-funding.

The Regulation of Crowd-funding in Hong Kong
The Regulation of Crowd-funding in Hong Kong 1401 787 Hauzen LLP
Unlike other commonwealth jurisdictions such as the UK and New Zealand, Hong Kong has yet to introduce regulations which specifically address the control or facilitation of crowd-funding activities.
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