Listed Companies Governance

HKEx Publishes Listed Issuer Regulation Newsletter

HKEx Publishes Listed Issuer Regulation Newsletter 1920 1080 Emma
Including an update on listed issuers meeting financial reporting obligations during Covid-19, guidance on lending transactions, confirmation on material loan arrangements of counterparties with connected persons when vetting notifiable transactions, and listed issuers’ spin-off activities.

Market Misconduct Tribunal sanctions China Medical & HealthCare Group Limited and its directors for late disclosure of inside information

Market Misconduct Tribunal sanctions China Medical & HealthCare Group Limited and its directors for late disclosure of inside information 1920 1080 Emma
On 12 May 2021, MMT fined China Medical & HealthCare Group Limited, formerly known as COL Capital Limited, and six of its former and current directors a total of $4.2 million for failing to disclose inside information as soon as reasonably practicable following proceedings brought by the SFC.

HKEx’s disciplinary action against China Tangshang Holdings Limited and its executive directors

HKEx’s disciplinary action against China Tangshang Holdings Limited and its executive directors 1920 1080 Emma
On 14 April 2021, The Listing Committee of the HKEx took disciplinary action against China Tangshang Holdings Limited and its executive directors.

SFC Press Release – Investigation Updates

SFC Press Release – Investigation Updates 1400 788 Charing
SFC and Police launched joint operation against listed company and senior executives for market misconduct, and revoke revokes IDS Forex HK Limited’s licence and permanently bans its former co-CEOs from re-entering the industry.

HKEx Publishes Consultation Paper on Review of Corporate Governance Code and Related Listing Rules

HKEx Publishes Consultation Paper on Review of Corporate Governance Code and Related Listing Rules 1400 788 Emma
On 16 April 2021, HKEx published a consultation paper outlining proposed enhancements to the CG Code, as well as related amendments to the Listing Rules.

HKEx Published Consultation Paper on Listing Regime for Overseas Issuers

HKEx Published Consultation Paper on Listing Regime for Overseas Issuers 1400 788 Charing
On 31 March 2021, HKEx published a consultation paper (the “Consultation”) seeking comments on proposed amendments to the Listing Rules in order to enhance and streamline the listing regime for overseas issuers. 

HKEx publishes Guidance Letter on Pre-vetting for placing to connected clients in an IPO

HKEx publishes Guidance Letter on Pre-vetting for placing to connected clients in an IPO 1920 1080 Emma
In March 2021, HKEx published a Guidance Letter on pre-vetting for placings to connected clients in IPO

HKEx Publishes Listing Committee Report 2020

HKEx Publishes Listing Committee Report 2020 1920 1080 Emma
In March 2021, HKEx published its Listing Committee Report for 2020, which includes a review of the committee’s work during the year and an overview of its policy agenda for 2021 and beyond.

SFC, HKEx Directed to Explore SPAC Listings in Hong Kong

SFC, HKEx Directed to Explore SPAC Listings in Hong Kong 1920 1080 Emma
March 2021, SFC and HKEx briefed a forum of top financial leaders in Hong Kong about the latest developments in Special Purpose Acquisition Companies (SPACs)
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