Our financial regulatory services include:
- SFC investigations and inquiries with the potential for developing into investigations
- Other government investigations
- SFC licensing applications and ongoing compliance matters
- Licensing applications for money lenders, money services operators, payment services operators and stored value facilities (SVFs)
- Licensing and regulation of insurers and insurance intermediaries
- Compliance with anti-money laundering and counter-terrorism financing laws and regulations
- Compliance training and SFC mock inspection
- Reviewing compliance policies and procedures
- Regulatory and compliance assurance
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