Financial Promotions

This section provides information on the regulations governing two common channels of financial promotions: unsolicited calls and advertisements.
Overview

The promotion of financial products and services is regulated under the Securities and Futures Ordinance (Cap 571) (SFO) and the Securities and Futures (Unsolicited calls-Exclusion) Rules (Cap 571A) (Rules).  The focus of this chapter is on two prevalent channels of financial promotions: unsolicited calls and the issue of advertisements.

Promotional Materials

Telephone Promotions

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Telephone Promotions 1402 790 Hauzen

Telephone Promotions

Information on the regulatory framework of telephone promotions in Hong Kong with a focus on unsolicited calls.

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Promotional Materials 1402 790 Hauzen

Promotional Materials

Information on the regulatory framework of promotional materials in Hong Kong, with a focus on advertisements.

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