Mutual Recognition of Funds between Thailand & Hong Kong
On 20 Jan 2021, SFC & SEC entered into MoU to allow eligible Hong Kong and Thai public funds to be distributed in each other’s markets through streamlined process
On 20 Jan 2021, SFC & SEC entered into MoU to allow eligible Hong Kong and Thai public funds to be distributed in each other’s markets through streamlined process
Basil Hwang quoted in The Wire China’s article on Chinese tycoons hunting around the world for the best places to stash their spoils.
Josephine Chung, director and founder of CompliancePlus Consulting, discusses how western banks are walking a tight rope when it comes to their operations and obligations…
It has been nearly two decades since commencement of the current Securities and Futures Commission (SFC) licensing regime. The relevant legislation, the Securities and Futures…
In recent years, the popularity of backdoor listings has resulted in a substantial increase in the value of a company solely for its listing status,…
On 17 June 2019, the Companies Registry announced that the Non-Hong Kong Companies (Disclosure of Company Name, Place of Incorporation and Members’ Limited Liability) Regulation…
Jerry Xia joins Anjie Law Firm after more than a decade in-house at Honeywell International Inc. as deputy general counsel and chief IP counsel for…
SFC issued a statement setting out a new approach which aims to bring virtual asset portfolio managers and distributors of virtual asset funds under its regulatory net.
The Securities and Futures Commission (“SFC”) today released consultation conclusions on proposed amendments to the Securities and Futures (Professional Investor) Rules (“PI Rules”) to standardise…
The Securities and Futures Commission (“SFC”) has reprimanded and fined Citigroup Global Markets Asia Limited (“Citi”) $57 million after resolving concerns with Citi over its…
The Hong Kong Monetary Authority (HKMA) published a revised Guideline on Authorization of Virtual Banks for public consultation. As part of the package of initiatives…
The Securities and Futures Commission (SFC) today launched a two-month consultation on proposed enhancements to the Investor Compensation Regime. Key proposals include increasing the compensation limit from…
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