Financial Services Regulation

Enforcement Update: Landmark Market Manipulation Criminal Trial
Enforcement Update: Landmark Market Manipulation Criminal Trial 1400 788 Hauzen
3 convicted for market manipulation marking heaviest jail terms post-SFO enactment. More about how this Syndicate’s complex scheme led to HK$124M in profits.

Asia’s First Spot Bitcoin and Ether ETFs Debut in Hong Kong
Asia’s First Spot Bitcoin and Ether ETFs Debut in Hong Kong 1400 788 Hauzen

In a landmark move, Hong Kong has launched the first spot Bitcoin (BTC) and Ether (ETH) exchange traded funds (“ETFs”) in Asia on 30 April 2024, allowing retail investors to…

gold

Hong Kong Registration Regime for Precious Metals & Stones Dealers
Hong Kong Registration Regime for Precious Metals & Stones Dealers 1200 675 Nigel Binnersley
Need help with your application for appropriate registration or advice generally on dealing in PMS such as contractual documentation?
cryptocurrency - bitcoin

Tokenisation of Securities in Hong Kong
Tokenisation of Securities in Hong Kong 1400 787 Hauzen
Following our previous article on the tokenisation of SFC investment products, we now turn to intermediaries engaging in tokenised securities-related activities.

Chambers Forum: Hong Kong 2024
Chambers Forum: Hong Kong 2024 2560 1706 Hauzen
Hauzen is delighted to have sponsored this exciting event and hosted a panel on “Legal developments in Fintech – Transactions, Tokenization and Litigation”.

Tokenization of SFC-Authorised Products
Tokenization of SFC-Authorised Products 1400 788 Basil Hwang
Our key takeaways from the November 2023 SFC circular regarding the primary dealing of tokenised retail SFC-authorised products.

Extension of Grant Scheme for OFC & REIT
Extension of Grant Scheme for OFC & REIT 1400 787 Hauzen
SFC announced 3yr extension of grant scheme to subsidise setting up of open-ended fund companies and real estate investment trusts in Hong Kong – open for applications 10 May 2024.

SFC Publishes VATP Lists & Forms Joint Group with HKPF
SFC Publishes VATP Lists & Forms Joint Group with HKPF 1401 788 Hauzen
The SFC has taken steps to enhance investor protection and awareness of virtual asset trading platforms following the JPEX scandal.

HKCFA Upholds SFC’s Powers Against Foreign Defendants
HKCFA Upholds SFC’s Powers Against Foreign Defendants 1920 1081 Hauzen
The Hong Kong CFA confirms the SFC’s power to seek various orders from the Hong Kong court against foreign defendants without requiring leave.
Perline Ko - of Counsel

Hauzen Continues Growth With Key Strategic Hire
Hauzen Continues Growth With Key Strategic Hire 600 600 Hauzen
Hauzen LLP is pleased to announce that Perline Ko has joined the firm, further boosting its financial regulations capabilities.
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