Wendy Au is a senior associate in the Hong Kong office of Hauzen LLP. She has a decade of experience as a legal advisor in the investment funds and asset management industry, focusing on investment funds formation, financial services regulation, virtual assets and cryptocurrency.

Wendy focuses her legal practice on investment fund formations, private equity investment, pre-IPO investments, cornerstone investments and venture capital investment. She also advises on financial services regulation, virtual assets and cryptocurrency-related licensing and regulatory issues. She acts for investors, asset managers, private equity firms, licensed securities firms, crypto firms and startups.

Wendy previously practised law at the largest local law firm in Hong Kong and has also practised as an offshore lawyer in the Hong Kong office of a Cayman Islands and BVI offshore law firm. She has also served as an in-house counsel at a Chinese financial conglomerate with operations in Hong Kong, China and Southeast Asia. 

Wendy is admitted as a solicitor in Hong Kong and in England and Wales. She is fluent in English, Mandarin and Cantonese.

Education

  • University of Hong Kong, Postgraduate Certificate in Laws (P.C.LL.)
  • King’s College London, Master of Arts
  • University of Hong Kong, Bachelor of Laws (LL.B.)
  • University of Hong Kong, Bachelor of Business Administration (Law)

Admissions

  • Solicitor of the High Court, Hong Kong
  • Solicitor of England and Wales

Experience

  • Advising on the formation of closed-ended SPCs and open-ended SPCs for SFC licensed entities
  • Advising on the formation of a two-legged Master-Feeder Cayman fund investing in cryptocurrencies and private cryptos projects with an estimate AUM of USD$100 million
  • Advising on the formation of BVI Approved Managers with the BVI FSC
  • Advising on the establishment of fund vehicles in connection with the privatization of a Hong Kong listed Chinese company
  • Advising on the restructuring of a Hong Kong-based sizable charitable trust from a standalone unit trust to an umbrella unit trust
  • Advising on the setting-up of a private equity fund with limited partnership structure with target fund size of close to US$125,000,000
  • Assisting with on-going maintenance of and dispute resolution for investment funds
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