Investment Funds

Hauzen
20/02/2020

SFC Warns Private Equity Firms on Hong Kong Licensing

SFC Warns Private Equity Firms on Hong Kong Licensing https://hauzen.hk/wp-content/uploads/2020/02/hong-kong-rostyslav-savchyn-NyXEqJ_qxtQ-unsplash_1400x788sm.jpg 1400 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/02/2020 21/01/2021

It has been nearly two decades since commencement of the current Securities and Futures Commission (SFC) licensing regime. The relevant legislation, the Securities and Futures Ordinance, originally specified nine types…

Hauzen
13/08/2019

HKEx Consultation Conclusion: Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments

HKEx Consultation Conclusion: Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments https://hauzen.hk/wp-content/uploads/2021/12/papers-pexels-brotin-biswas-518543_1400x788sm.jpg 1400 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/08/2019 10/01/2022

In recent years, the popularity of backdoor listings has resulted in a substantial increase in the value of a company solely for its listing status, leading to extensive activities related…

Hauzen
18/05/2018

SFC concludes consultation on prescribing professional investors

SFC concludes consultation on prescribing professional investors https://hauzen.hk/wp-content/uploads/2020/09/man-stairs-hunters-race-MYbhN8KaaEc-unsplash_1401x790sm.jpg 1401 790 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 18/05/2018 10/01/2022

The Securities and Futures Commission (“SFC”) today released consultation conclusions on proposed amendments to the Securities and Futures (Professional Investor) Rules (“PI Rules”) to standardise the rules for prescribing professional…

Hauzen
27/04/2018

SFC proposes enhancements to the Investor Compensation Regime

SFC proposes enhancements to the Investor Compensation Regime https://hauzen.hk/wp-content/uploads/2020/08/daniel-von-appen-tb4heMa-ZRo-unsplash_1400x789sm.jpg 1400 789 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 27/04/2018 10/01/2022

The Securities and Futures Commission (SFC) today launched a two-month consultation on proposed enhancements to the Investor Compensation Regime. Key proposals include increasing the compensation limit from $150,000 to $500,000 per investor…

SFC Warns Private Equity Firms on Hong Kong Licensing

HKEx Consultation Conclusion: Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments

SFC concludes consultation on prescribing professional investors

SFC proposes enhancements to the Investor Compensation Regime

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