Market Misconduct

Structure & Definitions of the Insider Dealing Provisions in SFO
Structure & Definitions of the Insider Dealing Provisions in SFO 1400 788 Hauzen LLP
As with the provisions governing other forms of market misconduct, insider dealing is categorised into the civil regime and the criminal regime.

Insider Dealing
Insider Dealing 1400 788 Hauzen LLP
Illicit trades are considered in detail, documenting the history of the situation in Hong Kong and the current regime. Relevant legislation is considered, along with possible sanctions and penalties.

Market Manipulation
Market Manipulation 1400 788 Hauzen LLP
Scrutiny of issues relating to manipulation of the securities market is provided and offences which traditionally fall under this umbrella.

Market Misconduct Regulations in Hong Kong
Market Misconduct Regulations in Hong Kong 1400 788 Hauzen LLP
Insight into the Securities and Futures Ordinance (Cap 571) (SFO) and its ‘dual’ approach to breaches, which can see both civil cases and criminal charges being brought.
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