financial regulatory

SFC reprimands and fines Citigroup Global Markets Asia Limited $57 million for sponsor failures
SFC reprimands and fines Citigroup Global Markets Asia Limited $57 million for sponsor failures 1402 790 Hauzen LLP

The Securities and Futures Commission (“SFC”) has reprimanded and fined Citigroup Global Markets Asia Limited (“Citi”) $57 million after resolving concerns with Citi over its discharge of duties as a…

SFC proposes enhancements to the Investor Compensation Regime
SFC proposes enhancements to the Investor Compensation Regime 1400 789 Hauzen LLP

The Securities and Futures Commission (SFC) today launched a two-month consultation on proposed enhancements to the Investor Compensation Regime. Key proposals include increasing the compensation limit from $150,000 to $500,000 per investor…

Cryptocurrency Regulation in Hong Kong – An Overview
Cryptocurrency Regulation in Hong Kong – An Overview 1400 935 Hauzen LLP

Regulators and policymakers around the world have been busy trying to get to grips with cryptocurrencies, particularly following a massive surge in interest in this area over the past year.…

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