Hauzen LLP, Author at Hauzen LLP

Hauzen LLP
18/05/2018

Financial Services Regulation

SFC reprimands and fines Citigroup Global Markets Asia Limited $57 million for sponsor failures

SFC reprimands and fines Citigroup Global Markets Asia Limited $57 million for sponsor failures https://hauzen.hk/wp-content/uploads/2020/12/stairs-pikwizard-498d26a768504c041a26333fdbca5804_1402x790sm.jpg 1402 790 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 18/05/2018 10/01/2022

The Securities and Futures Commission (“SFC”) has reprimanded and fined Citigroup Global Markets Asia Limited (“Citi”) $57 million after resolving concerns with Citi over its discharge of duties as a…

Hauzen LLP
04/05/2018

Financial Services Regulation

Guideline on Authorization of Virtual Banks

Guideline on Authorization of Virtual Banks https://hauzen.hk/wp-content/uploads/2021/11/circuitboard-ryan-tpAyLp9Ro50-unsplash_1400x787.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 04/05/2018 10/01/2022

The Hong Kong Monetary Authority (HKMA) published a revised Guideline on Authorization of Virtual Banks for public consultation. As part of the package of initiatives announced in September 2017 to…

Hauzen LLP
27/04/2018

SFC proposes enhancements to the Investor Compensation Regime

SFC proposes enhancements to the Investor Compensation Regime https://hauzen.hk/wp-content/uploads/2020/08/daniel-von-appen-tb4heMa-ZRo-unsplash_1400x789sm.jpg 1400 789 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 27/04/2018 10/01/2022

The Securities and Futures Commission (SFC) today launched a two-month consultation on proposed enhancements to the Investor Compensation Regime. Key proposals include increasing the compensation limit from $150,000 to $500,000 per investor…

Hauzen LLP
29/03/2018

Cryptocurrency Regulation in Hong Kong – An Overview

Cryptocurrency Regulation in Hong Kong – An Overview https://hauzen.hk/wp-content/uploads/2018/03/bitcoin-andre-francois-mckenzie-9qpCNwDeBVU-unsplash_1400x935.jpg 1400 935 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 29/03/2018 19/06/2024

Regulators and policymakers around the world have been busy trying to get to grips with cryptocurrencies, particularly following a massive surge in interest in this area over the past year.…

Hauzen LLP
28/03/2018

Listed Companies Governance

Hong Kong overhauls Listing Rules to attract Biotech Companies

Hong Kong overhauls Listing Rules to attract Biotech Companies https://hauzen.hk/wp-content/uploads/2021/11/microchip-laura-ockel-qOx9KsvpqcM-unsplash_1400x787.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 28/03/2018 10/01/2022

In its latest consultation paper the Hong Kong Stock Exchange (“HKEx”) has proposed new rules to attract new economy companies such as technology giants to list, ending the debate since…

Hauzen LLP
08/03/2018

The Straits Times: Release clause in Noble’s plan sparks concern

The Straits Times: Release clause in Noble’s plan sparks concern https://hauzen.hk/wp-content/uploads/2020/09/Hauzen-LLP-Basil-Hwang_600x600sm.jpg 600 600 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 08/03/2018 10/01/2022

Basil Hwang quoted in The Straits Times in relation to the debt restructuring of Noble Group.

Hauzen LLP
07/03/2018

Bloomberg: This Clause in Noble’s Restructuring Plan Is Raising Concern

Bloomberg: This Clause in Noble’s Restructuring Plan Is Raising Concern https://hauzen.hk/wp-content/uploads/2020/09/Hauzen-LLP-Basil-Hwang_600x600sm.jpg 600 600 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 07/03/2018 10/01/2022

Basil Hwang quoted in Bloomberg Markets in relation to the debt restructuring of Noble Group.

Hauzen LLP