Hauzen LLP, Author at Hauzen LLP

Hauzen LLP
12/01/2021

Crowd-funding Activities

Crowd-funding Activities https://hauzen.hk/wp-content/uploads/2020/09/hong-kong-mountains-hugo-d-0Xxu3Jqd334-unsplash_1401x787sm.jpg 1401 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 12/01/2021 15/01/2021

Information on four common types of crowd funding which can be grouped into two main categories: (i) Community Crowd-funding; and (ii) Financial Return Crowd-funding.

Hauzen LLP
12/01/2021

The Regulation of Crowd-funding in Hong Kong

The Regulation of Crowd-funding in Hong Kong https://hauzen.hk/wp-content/uploads/2020/09/hong-kong-mountains-hugo-d-0Xxu3Jqd334-unsplash_1401x787sm.jpg 1401 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 12/01/2021 15/01/2021

Unlike other commonwealth jurisdictions such as the UK and New Zealand, Hong Kong has yet to introduce regulations which specifically address the control or facilitation of crowd-funding activities.

Hauzen LLP
20/09/2020

The Wire China: China’s Global Treasure Map

The Wire China: China’s Global Treasure Map https://hauzen.hk/wp-content/uploads/2020/09/The-China-Wire-Chinas-Global-Treasure-Map-Robert-Neubecker.jpg 2048 1536 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/09/2020 21/01/2021

Basil Hwang quoted in The Wire China’s article on Chinese tycoons hunting around the world for the best places to stash their spoils.

Hauzen LLP
11/08/2020

Bloomberg: Hong Kong Sanctions Could Threaten Banks

Bloomberg: Hong Kong Sanctions Could Threaten Banks https://hauzen.hk/wp-content/uploads/2020/08/bloomberg-Hong-Kong-Sanctions-Could-Threaten-Banks-josephine-chung-2020-08-11_sm.jpg 1288 682 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 11/08/2020 21/01/2021

Josephine Chung, director and founder of CompliancePlus Consulting, discusses how western banks are walking a tight rope when it comes to their operations and obligations in Hong Kong. She speaks…

Hauzen LLP
20/02/2020

SFC Warns Private Equity Firms on Hong Kong Licensing

SFC Warns Private Equity Firms on Hong Kong Licensing https://hauzen.hk/wp-content/uploads/2020/02/hong-kong-rostyslav-savchyn-NyXEqJ_qxtQ-unsplash_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/02/2020 21/01/2021

It has been nearly two decades since commencement of the current Securities and Futures Commission (SFC) licensing regime. The relevant legislation, the Securities and Futures Ordinance, originally specified nine types…

Hauzen LLP
13/08/2019

HKEx Consultation Conclusion: Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments

HKEx Consultation Conclusion: Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments https://hauzen.hk/wp-content/uploads/2021/12/papers-pexels-brotin-biswas-518543_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/08/2019 10/01/2022

In recent years, the popularity of backdoor listings has resulted in a substantial increase in the value of a company solely for its listing status, leading to extensive activities related…

Hauzen LLP
12/08/2019

Financial Services Regulation

The Commencement of Operation of the Non-Hong Kong Companies (Disclosure of Company Name, Place of Incorporation and Members’ Limited Liability) Regulation (Cap. 622M)

The Commencement of Operation of the Non-Hong Kong Companies (Disclosure of Company Name, Place of Incorporation and Members’ Limited Liability) Regulation (Cap. 622M) https://hauzen.hk/wp-content/uploads/2020/12/stairs-pikwizard-498d26a768504c041a26333fdbca5804_1402x790sm.jpg 1402 790 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 12/08/2019 10/01/2022

On 17 June 2019, the Companies Registry announced that the Non-Hong Kong Companies (Disclosure of Company Name, Place of Incorporation and Members’ Limited Liability) Regulation (the “Regulation”) will come into…

Hauzen LLP
26/02/2019

Announcements

Anjie Law Firm adds IP Partner in Shanghai

Anjie Law Firm adds IP Partner in Shanghai https://hauzen.hk/wp-content/uploads/2019/04/pete-walls-_w7KismwsaA-unsplash_1920x1080sm.jpg 1920 1080 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 26/02/2019 10/01/2022

Jerry Xia joins Anjie Law Firm after more than a decade in-house at Honeywell International Inc. as deputy general counsel and chief IP counsel for the Asia-Pacific. See this link…

Hauzen LLP
03/11/2018

SFC sets out new regulatory approach for virtual assets

SFC sets out new regulatory approach for virtual assets https://hauzen.hk/wp-content/uploads/2018/03/bitcoin-andre-francois-mckenzie-9qpCNwDeBVU-unsplash_1400x935.jpg 1400 935 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 03/11/2018 19/06/2024

SFC issued a statement setting out a new approach which aims to bring virtual asset portfolio managers and distributors of virtual asset funds under its regulatory net.

White Collar Litigation & Government Investigations

Hauzen LLP
18/05/2018

SFC concludes consultation on prescribing professional investors

SFC concludes consultation on prescribing professional investors https://hauzen.hk/wp-content/uploads/2020/09/man-stairs-hunters-race-MYbhN8KaaEc-unsplash_1401x790sm.jpg 1401 790 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 18/05/2018 10/01/2022

The Securities and Futures Commission (“SFC”) today released consultation conclusions on proposed amendments to the Securities and Futures (Professional Investor) Rules (“PI Rules”) to standardise the rules for prescribing professional…

Hauzen LLP