Greg Heaton, Author at Hauzen LLP

Greg Heaton
19/10/2023

Sponsors Still Taking the Rap for Listing Fraud

Sponsors Still Taking the Rap for Listing Fraud https://hauzen.hk/wp-content/uploads/2020/09/mobile-phone-pexels-ono-kosuki-5999931_1400x788.jpg 1400 788 Greg Heaton Greg Heaton https://secure.gravatar.com/avatar/efa1e560c9cc3087926b5b7e117b4ace678ce512d9e57a410a16c83442d3ce9c?s=96&d=mm&r=g 19/10/2023 17/12/2023

When listing frauds unravel, regulators usually focus on finding fault with the sponsors. Sponsors face significant regulatory risks for limited financial gain.

Greg Heaton
19/09/2023

How Sponsors Became Gatekeepers of HKEX

How Sponsors Became Gatekeepers of HKEX https://hauzen.hk/wp-content/uploads/2023/09/woman-papers-pexels-cottonbro-studio-6532131.jpg 1400 787 Greg Heaton Greg Heaton https://secure.gravatar.com/avatar/efa1e560c9cc3087926b5b7e117b4ace678ce512d9e57a410a16c83442d3ce9c?s=96&d=mm&r=g 19/09/2023 23/11/2023

Thirty years ago, Tsingtao Brewery became the first mainland Chinese company to list on HKEX. Over 1400 others followed, scams included.

Greg Heaton
19/05/2023

Hong Kong SPACs’ Bedazzling Debut – Act II

Hong Kong SPACs’ Bedazzling Debut – Act II https://hauzen.hk/wp-content/uploads/2023/05/tortoise-adolfo-felix-BXN16VVFEio-unsplash_1400x787.jpg 1400 787 Greg Heaton Greg Heaton https://secure.gravatar.com/avatar/efa1e560c9cc3087926b5b7e117b4ace678ce512d9e57a410a16c83442d3ce9c?s=96&d=mm&r=g 19/05/2023 28/11/2023

While a honeypot to some celebrities, tycoons and their professional advisors, SPACs have by and large been disastrous for everybody else.

Greg Heaton
22/04/2023

Hong Kong SPACs’ Bedazzling Debut – Act I

Hong Kong SPACs’ Bedazzling Debut – Act I https://hauzen.hk/wp-content/uploads/2022/01/hong-kong-city-5012735_1920_1400x788sm.jpg 1400 788 Greg Heaton Greg Heaton https://secure.gravatar.com/avatar/efa1e560c9cc3087926b5b7e117b4ace678ce512d9e57a410a16c83442d3ce9c?s=96&d=mm&r=g 22/04/2023 23/11/2023

Hong Kong historically discouraged shell manufacturing and backdoor listings. It has now formalized these practices with the introduction of a SPAC regime.

Greg Heaton
29/09/2021

Record keeping in the cloud: As an old law falls to a modern reality, do SFC licensees risk repercussions?

Record keeping in the cloud: As an old law falls to a modern reality, do SFC licensees risk repercussions? https://hauzen.hk/wp-content/uploads/2020/08/hong-kong-islands-alice-mourou-e-VK4NxwN1c-unsplash_1402x790-sm.jpg 1402 790 Greg Heaton Greg Heaton https://secure.gravatar.com/avatar/efa1e560c9cc3087926b5b7e117b4ace678ce512d9e57a410a16c83442d3ce9c?s=96&d=mm&r=g 29/09/2021 22/04/2023

Are your company records stored in the cloud? Licensees in Hong Kong beware you are likely breaching the Securities and Futures Ordinance.

Greg Heaton

Sponsors Still Taking the Rap for Listing Fraud

How Sponsors Became Gatekeepers of HKEX

Hong Kong SPACs’ Bedazzling Debut – Act II

Hong Kong SPACs’ Bedazzling Debut – Act I

Record keeping in the cloud: As an old law falls to a modern reality, do SFC licensees risk repercussions?

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