Licensing

Record keeping in the cloud: As an old law falls to a modern reality, do SFC licensees risk repercussions?
Record keeping in the cloud: As an old law falls to a modern reality, do SFC licensees risk repercussions? 1402 790 Greg Heaton
Are your company records stored in the cloud? Licensees in Hong Kong beware you are likely breaching the Securities and Futures Ordinance.

SFC’s new initiative to warn against unauthorised investment schemes
SFC’s new initiative to warn against unauthorised investment schemes 1401 788 Hauzen
The Securities and Futures Commission (the “SFC”) launched a new initiative to warn the public against unauthorised investment arrangements which are suspected to be collective investment schemes (“CIS”).

SFC suspends a Responsible Officer of GEO Securities Ltd
SFC suspends a Responsible Officer of GEO Securities Ltd 1400 788 Hauzen
The Hong Kong Securities and Futures Commission suspends a Responsible Officer of GEO for breach of licensing conditions.
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