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Hauzen LLP

SFC Licensed Intermediaries: A reminder of your self-reporting obligation
SFC Licensed Intermediaries: A reminder of your self-reporting obligation 1400 788 Hauzen LLP
If you are a SFC-licensed intermediary, then you are subject to the self-reporting obligation as set out in paragraph 12.5 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (the “Code”).

SCMP: Singapore is Leveraging its Legacy Ties with China’s Greater Bay Area

Singapore businesses have to be agile and adaptable, and they need to manage risks they may not have faced in their home market.

Basil Hwang
SCMP: Singapore is Leveraging its Legacy Ties with China’s Greater Bay Area 150 150 Hauzen LLP

Enforcing PRC judgments in Hong Kong – how do Hong Kong courts deal with an exclusive jurisdiction clause?
Enforcing PRC judgments in Hong Kong – how do Hong Kong courts deal with an exclusive jurisdiction clause? 150 150 Hauzen LLP
This article examines the mechanism under he Mainland Judgments (Reciprocal Enforcement) Ordinance, Cap. 597 through which Mainland Court a judgment is enforced in Hong Kong.

HKEx’s disciplinary action against Coolpad Group Limited and six former directors
HKEx’s disciplinary action against Coolpad Group Limited and six former directors 1402 790 Hauzen LLP
On 24 August 2021, The Stock Exchange of Hong Kong Limited censured Coolpad Group Limited (Stock Code: 2369) and six former directors.

SFC’s new initiative to warn against unauthorised investment schemes
SFC’s new initiative to warn against unauthorised investment schemes 1401 788 Hauzen LLP
The Securities and Futures Commission (the “SFC”) launched a new initiative to warn the public against unauthorised investment arrangements which are suspected to be collective investment schemes (“CIS”).
Financial Services Regulation

PCPD Publishes Guidance on Ethical Development and Use of AI
PCPD Publishes Guidance on Ethical Development and Use of AI 1920 1080 Hauzen LLP
On 18 August 2021, the Privacy Commissioner for Personal Data published its Guidance on the Ethical Development and Use of Artificial Intelligence to help organisations understand and comply with the relevant requirements of the Personal Data (Privacy) Ordinance when they develop or use Artificial Intelligence in Hong Kong.

A milestone for the application by Hong Kong liquidators for recognition and assistance in the Mainland
A milestone for the application by Hong Kong liquidators for recognition and assistance in the Mainland 1400 787 Hauzen LLP
Under the cooperation mechanism, the Mainland and Hong Kong jurisdictions agreed to the terms that several cities, such as Shanghai, Shenzhen and Xiamen in the Mainland and Hong Kong would mutually recognize and assist each other in matters regarding insolvency.

Time is of the essence – Maximising your chance of recovering money from cybercrime in Hong Kong
Time is of the essence – Maximising your chance of recovering money from cybercrime in Hong Kong 150 150 Hauzen LLP
If you find yourself an unfortunate victim of an investment scam, it is crucial to prioritize your subsequent action to maximise your chance of recovering money from cybercrime.

Enforcing an arbitral award under the New York Convention of Enforcement of Arbitral Awards 1958
Enforcing an arbitral award under the New York Convention of Enforcement of Arbitral Awards 1958 150 150 Hauzen LLP
Companies often choose to resolve disputes by way of international arbitration because awards granted by an international arbitration tribunal may be enforced worldwide. This article examines how to enforce an arbitral award under the New York Convention of Enforcement of Arbitral Awards 1958.

Enforcing an arbitral award under the New York Convention of Enforcement of Arbitral Awards 1958
Enforcing an arbitral award under the New York Convention of Enforcement of Arbitral Awards 1958 150 150 Hauzen LLP
Companies often choose to resolve disputes by way of international arbitration because awards granted by an international arbitration tribunal may be enforced worldwide. Recognition and enforcement of arbitration awards in domestic courts is one of the most valuable aspects of arbitration proceedings. This article examines how a New York Convention arbitral award can be enforced in Hong Kong.
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