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Hauzen LLP

Insurance Authority Publishes an Explanatory Note on “Regulated Activity”
Insurance Authority Publishes an Explanatory Note on “Regulated Activity” 1400 788 Hauzen LLP
An important consideration for currently unregulated entities providing insight into IA’s assessment whether activities will or won’t fall under regulatory regime of Insurance Ordinance.

Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers
Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers 1400 788 Hauzen LLP
To enhance and streamline the listing regime for overseas issuers. The amended Listing Rules and the new guidance materials will take effect from 1 January 2022.

Court Finds Trio Insider Dealing in TeleEye Shares & Order Disgorgement of Profits
Court Finds Trio Insider Dealing in TeleEye Shares & Order Disgorgement of Profits 1400 788 Hauzen LLP
We remind the reader that there are serious consequences to insider dealing and for failing to respond to SFC’s enquiries and investigation. 

Publication of Corporate Governance & ESG (Climate Disclosures) Guidance
Publication of Corporate Governance & ESG (Climate Disclosures) Guidance 1400 788 Hauzen LLP
On 5 November 2021, the Exchange published guidance on climate disclosures and analysis of IPO applicants’ ESG practice disclosure in 2020/2021.
Cryptocurrency & BT3

HKMA Releases Technical Whitepaper on Retail Central Bank Digital Currency
HKMA Releases Technical Whitepaper on Retail Central Bank Digital Currency 1400 788 Hauzen LLP
With global trend of issuance of CBDC, HKMA released whitepaper exploring potential architecture and design options that could be applied to distributing e-HKD.

PCPD FAQ on EU’s New Standard Contractual Clauses for Personal Data
PCPD FAQ on EU’s New Standard Contractual Clauses for Personal Data 1400 787 Hauzen LLP
From 27 September 2021 on, data exporters & importers can only conclude contracts incorporating new SCCs for transfer of personal data out of European Union.

Hauzen LLP Announces the Appointment of New Partner Nigel Binnersley
Hauzen LLP Announces the Appointment of New Partner Nigel Binnersley 1029 402 Hauzen LLP
Arrival of new partner Nigel Binnersley and his team of litigators reflects the expansion of the Firm in dispute resolution, particularly in the financial markets.

What to do if you are caught in a “Rug”?
What to do if you are caught in a “Rug”? 782 833 Hauzen LLP
Protect yourself from a rug pull – a malicious act where crypto developers abandon a project and either take off with project funds or sell off their pre-mined holdings
Financial Services Regulation

HKEx Consultation Paper on Amendments to Listing Rules relating to Share Schemes
HKEx Consultation Paper on Amendments to Listing Rules relating to Share Schemes 1920 1080 Hauzen LLP
On 29 October 2021, the HKEx published a consultation paper on Proposed Amendments to Listing Rules relating to Share Schemes of listed issuers.

SFC publishes Consultation Conclusion to Code on Pooled Retirement Funds
SFC publishes Consultation Conclusion to Code on Pooled Retirement Funds 1400 788 Hauzen LLP
Amended PRF Code expected to come into force in November 2021. SFC will allow 12-month transitional period key operators to implement.
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