Hauzen LLP, Author at Hauzen LLP

Hauzen LLP
20/09/2022

SFC Finds Deficiencies in LC’s Standards

SFC Finds Deficiencies in LC’s Standards https://hauzen.hk/wp-content/uploads/2021/10/money-pexels-tima-miroshnichenko-6266453_1401x786sm.jpg 1401 786 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 20/09/2022 20/09/2022

Are you an LC providing online brokerage, distribution / advisory services in Hong Kong? SFC has a reminder on regulatory standards for you!

Hauzen LLP
13/09/2022

Securities Regulation

SFC Investor ID Regime Coming 2022Q4

SFC Investor ID Regime Coming 2022Q4 https://hauzen.hk/wp-content/uploads/2021/11/personal-data-pexels-thisisengineering-3861969_1400x787sm.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 13/09/2022 06/10/2022

SFC’s new transaction surveillance regimes come into effect soon with implications for data privacy policies and more – find out how you can get ready!

Hauzen LLP
05/07/2022

SFC’s timely reminder on NFTs

SFC’s timely reminder on NFTs https://hauzen.hk/wp-content/uploads/2021/11/nf.jpg 810 524 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 05/07/2022 19/06/2024

Where an NFT is a genuine digital representation of a collectible, the activities related to it generally do not fall within the SFC’s regulatory remit. But what else should businesses look out for?

Hauzen LLP
29/06/2022

SFC reprimands & fines investment manager for failure managing private funds

SFC reprimands & fines investment manager for failure managing private funds https://hauzen.hk/wp-content/uploads/2020/02/hong-kong-rostyslav-savchyn-NyXEqJ_qxtQ-unsplash_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 29/06/2022 15/08/2024

SFC reprimanded and fined CES HK$3.2 million over its failure to discharge its duties as an investment manager between the period of February 2015 – July 2017.

Hauzen LLP
29/06/2022

SFC proposes amendments to Securities and Futures Ordinance to strengthen enforcement

SFC proposes amendments to Securities and Futures Ordinance to strengthen enforcement https://hauzen.hk/wp-content/uploads/2021/12/papers-pexels-brotin-biswas-518543_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 29/06/2022 15/08/2024

The SFC is accepting comments on its proposed amendments by no later than 12 August 2022.

Hauzen LLP
22/06/2022

Financial Services Regulation

HKMA Discussion Paper on e-HKD

HKMA Discussion Paper on e-HKD https://hauzen.hk/wp-content/uploads/2018/03/bitcoin-andre-francois-mckenzie-9qpCNwDeBVU-unsplash_1400x935.jpg 1400 935 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 22/06/2022 22/06/2022

The Hong Kong Monetary Authority recently published a discussion paper inviting views on key policy and design issues for introducing e-HKD.

Hauzen LLP
14/06/2022

Announcements

Hauzen LLP Announces Appointment of New Partner Anthony Woo & Promotion of Yolanda Kok to Partner

Hauzen LLP Announces Appointment of New Partner Anthony Woo & Promotion of Yolanda Kok to Partner https://hauzen.hk/wp-content/uploads/2022/06/Hauzen-01-logo.jpeg.jpg 304 305 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 14/06/2022 20/06/2022

We are pleased to announce Anthony Woo as a Partner in insurance and marine and Yolanda Kok’s promotion to Partner in the disputes resolution team.

Hauzen's headquarters building located in Hong Kong.

Hauzen LLP
27/05/2022

SCMP: UK law firm DWF enters Hong Kong market with Hauzen tie-up as events boost demand for regulatory, financial advice

SCMP: UK law firm DWF enters Hong Kong market with Hauzen tie-up as events boost demand for regulatory, financial advice https://hauzen.hk/wp-content/uploads/2020/09/lippo-skyscraper-2007823_1401x787sm.jpg 1401 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 27/05/2022 22/05/2023

Manchester-based DWF teams up with local law firm Hauzen as recent events spur demand for advice from legal experts. Hong Kong views itself as the legal capital of Asia, playing host to more than half of global top 100 industry players.

Hauzen LLP
26/05/2022

Announcements

Affiliation with DWF – a New Milestone for Hauzen LLP

Affiliation with DWF – a New Milestone for Hauzen LLP https://hauzen.hk/wp-content/uploads/2022/05/dwf2.png 842 596 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 26/05/2022 14/06/2022

We are pleased to announce our business affiliation with DWF, a global provider of integrated legal and business services.

Hauzen LLP
11/05/2022

DOJ’s Mediation Conference: Metaverse: Happily Ever After or a Dangerous Start?

DOJ’s Mediation Conference: Metaverse: Happily Ever After or a Dangerous Start? https://hauzen.hk/wp-content/uploads/2022/05/Mediation-Conf.png 976 554 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/d1b885eaf259d7dce5c199adb937383be5d0065b2cbf634a3209454c7173acce?s=96&d=mm&r=g 11/05/2022 15/08/2024

Basil Hwang’s insights on risks of cryptocurrencies, the crypto market, crypto crime, regulation, examples of enforcement actions in Hong Kong, Singapore & US.

Hauzen LLP