Hauzen LLP, Author at Hauzen LLP

Hauzen LLP
09/01/2023

Announcements

AnJie Broad Establishes Hong Kong Practice

AnJie Broad Establishes Hong Kong Practice https://hauzen.hk/wp-content/uploads/2023/01/anjiebroad-hong-kong_1200x627.jpg 1200 627 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 09/01/2023 10/01/2023

We congratulate AnJie Broad on commencing its practice as a Hong Kong law firm today and look forward to deepening our cooperation.

Hauzen LLP
16/11/2022

Announcements

Completion of the Merger between AnJie Law firm and Broad & Bright Law Firm

Completion of the Merger between AnJie Law firm and Broad & Bright Law Firm https://hauzen.hk/wp-content/uploads/2022/12/anjiebroad_logo-color_1920x1080.jpg 1920 1080 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 16/11/2022 19/12/2022

AnJie Law Firm, which Hauzen LLP has been associated with since 2018, and Broad & Bright Law Firm will operate officially as one firm, renamed as 北京安杰世泽律师事务所.

Hauzen LLP
27/10/2022

SFC Suspends RO of Rifa Futures Ltd for Breach of KYC, AML & CFT Reqs

SFC Suspends RO of Rifa Futures Ltd for Breach of KYC, AML & CFT Reqs https://hauzen.hk/wp-content/uploads/2021/10/money-pexels-tima-miroshnichenko-6266453_1401x786sm.jpg 1401 786 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 27/10/2022 15/08/2024

SFC taking much stronger approach against failure to adhere to KYC, AML & CFT standards. Mere for-show due-diligence and monitoring checks will not suffice.

Hauzen LLP
13/10/2022

PCPD Issues Guidance Note on Data Security Measures

PCPD Issues Guidance Note on Data Security Measures https://hauzen.hk/wp-content/uploads/2021/11/circuitboard-ryan-tpAyLp9Ro50-unsplash_1400x787.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/10/2022 15/08/2024

With data breaches and compliance actions on the rise, the Office of the Privacy Commissioner for Personal Data issued new guidance on data security measures.

Hauzen LLP
07/10/2022

Corporate Services

New Inspection Regime for Personal Info on Companies Register

New Inspection Regime for Personal Info on Companies Register https://hauzen.hk/wp-content/uploads/2021/11/personal-data-pexels-thisisengineering-3861969_1400x787sm.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 07/10/2022 24/03/2023

Changes aim to enhance protection of sensitive personal information while keeping transparency and usefulness of Companies Register for legitimate purposes.

Hauzen LLP
05/10/2022

Hong Kong Maritime Law Association Dinner

Hong Kong Maritime Law Association Dinner https://hauzen.hk/wp-content/uploads/2022/10/Justice-Anthony-Chan-Hong-Kong-Maritime-Law-Association-2022.jpg 1024 768 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 05/10/2022 15/08/2024

Hong Kong‘s re-opening is marked and celebrated by Mr. Justice Anthony Chan, Hong Kong’s Admiralty Judge, at a dinner hosted by the Hong Kong Maritime Law Association. Our Nigel Binnersley…

Hauzen LLP
20/09/2022

SFC Finds Deficiencies in LC’s Standards

SFC Finds Deficiencies in LC’s Standards https://hauzen.hk/wp-content/uploads/2021/10/money-pexels-tima-miroshnichenko-6266453_1401x786sm.jpg 1401 786 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/09/2022 20/09/2022

Are you an LC providing online brokerage, distribution / advisory services in Hong Kong? SFC has a reminder on regulatory standards for you!

Hauzen LLP
13/09/2022

Securities Regulation

SFC Investor ID Regime Coming 2022Q4

SFC Investor ID Regime Coming 2022Q4 https://hauzen.hk/wp-content/uploads/2021/11/personal-data-pexels-thisisengineering-3861969_1400x787sm.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/09/2022 06/10/2022

SFC’s new transaction surveillance regimes come into effect soon with implications for data privacy policies and more – find out how you can get ready!

Hauzen LLP
29/06/2022

SFC reprimands & fines investment manager for failure managing private funds

SFC reprimands & fines investment manager for failure managing private funds https://hauzen.hk/wp-content/uploads/2020/02/hong-kong-rostyslav-savchyn-NyXEqJ_qxtQ-unsplash_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 29/06/2022 15/08/2024

SFC reprimanded and fined CES HK$3.2 million over its failure to discharge its duties as an investment manager between the period of February 2015 – July 2017.

Hauzen LLP
29/06/2022

SFC proposes amendments to Securities and Futures Ordinance to strengthen enforcement

SFC proposes amendments to Securities and Futures Ordinance to strengthen enforcement https://hauzen.hk/wp-content/uploads/2021/12/papers-pexels-brotin-biswas-518543_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 29/06/2022 15/08/2024

The SFC is accepting comments on its proposed amendments by no later than 12 August 2022.

Hauzen LLP