Hauzen LLP, Author at Hauzen LLP

Hauzen LLP
01/02/2023

CFI Dismisses Judicial Review against SFC’s Restriction Notices

CFI Dismisses Judicial Review against SFC’s Restriction Notices https://hauzen.hk/wp-content/uploads/2021/11/woam-computer-pexels-mikhail-nilov-7534101_1400x788.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 01/02/2023 01/02/2023

The judicial review applicants of the “No Consent Regime” have now challenged the Restriction Notices issued by the SFC, but were unsuccessful.

Hauzen LLP
09/01/2023

Announcements

AnJie Broad Establishes Hong Kong Practice

AnJie Broad Establishes Hong Kong Practice https://hauzen.hk/wp-content/uploads/2023/01/anjiebroad-hong-kong_1200x627.jpg 1200 627 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 09/01/2023 10/01/2023

We congratulate AnJie Broad on commencing its practice as a Hong Kong law firm today and look forward to deepening our cooperation.

Hauzen LLP
21/12/2022

HK has Fully Implemented the Outcome Related Fee Structures for Arbitration Regime

HK has Fully Implemented the Outcome Related Fee Structures for Arbitration Regime https://hauzen.hk/wp-content/uploads/2021/12/papers-pexels-brotin-biswas-518543_1400x788sm.jpg 1400 788 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 21/12/2022 15/08/2024

On 16 December 2022, the ORFSA regime was fully implemented in Hong Kong through the amended Arbitration Ordinance (Cap. 609) and the new Arbitration (Outcome Related Fee Structures for Arbitration) Rules (Cap. 609D).

Hauzen LLP
16/11/2022

Announcements

Completion of the Merger between AnJie Law firm and Broad & Bright Law Firm

Completion of the Merger between AnJie Law firm and Broad & Bright Law Firm https://hauzen.hk/wp-content/uploads/2022/12/anjiebroad_logo-color_1920x1080.jpg 1920 1080 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 16/11/2022 19/12/2022

AnJie Law Firm, which Hauzen LLP has been associated with since 2018, and Broad & Bright Law Firm will operate officially as one firm, renamed as 北京安杰世泽律师事务所.

Hauzen LLP
27/10/2022

SFC Suspends RO of Rifa Futures Ltd for Breach of KYC, AML & CFT Reqs

SFC Suspends RO of Rifa Futures Ltd for Breach of KYC, AML & CFT Reqs https://hauzen.hk/wp-content/uploads/2021/10/money-pexels-tima-miroshnichenko-6266453_1401x786sm.jpg 1401 786 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 27/10/2022 15/08/2024

SFC taking much stronger approach against failure to adhere to KYC, AML & CFT standards. Mere for-show due-diligence and monitoring checks will not suffice.

Hauzen LLP
13/10/2022

PCPD Issues Guidance Note on Data Security Measures

PCPD Issues Guidance Note on Data Security Measures https://hauzen.hk/wp-content/uploads/2021/11/circuitboard-ryan-tpAyLp9Ro50-unsplash_1400x787.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/10/2022 15/08/2024

With data breaches and compliance actions on the rise, the Office of the Privacy Commissioner for Personal Data issued new guidance on data security measures.

Hauzen LLP
07/10/2022

Corporate Services

New Inspection Regime for Personal Info on Companies Register

New Inspection Regime for Personal Info on Companies Register https://hauzen.hk/wp-content/uploads/2021/11/personal-data-pexels-thisisengineering-3861969_1400x787sm.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 07/10/2022 24/03/2023

Changes aim to enhance protection of sensitive personal information while keeping transparency and usefulness of Companies Register for legitimate purposes.

Hauzen LLP
05/10/2022

Hong Kong Maritime Law Association Dinner

Hong Kong Maritime Law Association Dinner https://hauzen.hk/wp-content/uploads/2022/10/Justice-Anthony-Chan-Hong-Kong-Maritime-Law-Association-2022.jpg 1024 768 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 05/10/2022 15/08/2024

Hong Kong‘s re-opening is marked and celebrated by Mr. Justice Anthony Chan, Hong Kong’s Admiralty Judge, at a dinner hosted by the Hong Kong Maritime Law Association. Our Nigel Binnersley…

Hauzen LLP
20/09/2022

SFC Finds Deficiencies in LC’s Standards

SFC Finds Deficiencies in LC’s Standards https://hauzen.hk/wp-content/uploads/2021/10/money-pexels-tima-miroshnichenko-6266453_1401x786sm.jpg 1401 786 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/09/2022 20/09/2022

Are you an LC providing online brokerage, distribution / advisory services in Hong Kong? SFC has a reminder on regulatory standards for you!

Hauzen LLP
13/09/2022

Securities Regulation

SFC Investor ID Regime Coming 2022Q4

SFC Investor ID Regime Coming 2022Q4 https://hauzen.hk/wp-content/uploads/2021/11/personal-data-pexels-thisisengineering-3861969_1400x787sm.jpg 1400 787 Hauzen LLP Hauzen LLP https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/09/2022 06/10/2022

SFC’s new transaction surveillance regimes come into effect soon with implications for data privacy policies and more – find out how you can get ready!

Hauzen LLP