Listed Companies Governance

Proposals to Expand Paperless Listing Regime
Proposals to Expand Paperless Listing Regime 1400 788 Hauzen LLP
Exchange now proposes changes to other documentary requirements to further simplify the administrative procedures and reduce the use of paper.
Financial Services Regulation

Exchange Published Conclusions on Review of Corporate Governance Code
Exchange Published Conclusions on Review of Corporate Governance Code 1920 1080 Hauzen LLP
Amended Listing Rules and CG Code came into effect on 1 Jan 2022, and will apply to CG reports for financial year commencing on or after 1 Jan 2021.

Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers
Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers 1400 788 Hauzen LLP
To enhance and streamline the listing regime for overseas issuers. The amended Listing Rules and the new guidance materials will take effect from 1 January 2022.
Financial Services Regulation

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display
HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display 1920 1080 Hauzen LLP
On 23 September 2021, HKEx published guidance materials on Listing Rule amendments adopted in the Consultation Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display.
Financial Services Regulation

HKCGI’s Guidance Note on Securities Law and Regulation
HKCGI’s Guidance Note on Securities Law and Regulation 1920 1080 Hauzen LLP
On 5 September 2021, the Hong Kong Chartered Governance Institute issued a guidance note on securities law and regulation.

HKEx’s disciplinary action against Coolpad Group Limited and six former directors
HKEx’s disciplinary action against Coolpad Group Limited and six former directors 1402 790 Hauzen LLP
On 24 August 2021, The Stock Exchange of Hong Kong Limited censured Coolpad Group Limited (Stock Code: 2369) and six former directors.
Financial Services Regulation

HKCGI’s Guidance Note on Mergers and Acquisitions
HKCGI’s Guidance Note on Mergers and Acquisitions 1920 1080 Hauzen LLP
On 26 May 2021, the Hong Kong Chartered Governance Institute issued a guidance note on mergers and acquisitions.
Financial Services Regulation

HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited
HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited 1920 1080 Hauzen LLP
On 19 July 2021, the GEM Listing Committee of HKEx censured two former directors of Farnova Group Holdings Limited (Stock Code: 8153).
Financial Services Regulation

HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement
HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement 1920 1080 Hauzen LLP
HKEx published a revised Enforcement Policy Statement, a revised Enforcement Sanctions Statement, and important information about their approach to enforcement.

HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions
HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions 1401 788 Hauzen LLP
Hong Kong Exchanges and Clearing published the conclusions of its consultation on its review of the Listing Rules relating to disciplinary powers and sanctions.
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