Listed Companies Governance

Emma
01/12/2021

Listed Companies Governance

Exchange published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers

Exchange published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers https://hauzen.hk/wp-content/uploads/2021/11/guangzhou-derch-Zp4gRwQFLRE-unsplash_1400x788.jpg 1400 788 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 01/12/2021 10/01/2022

Exchange published its consultation conclusions on its proposals to enhance and streamline the listing regime for overseas issuers.

Emma
30/09/2021

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 30/09/2021 01/11/2021

On 23 September 2021, HKEx published guidance materials on Listing Rule amendments adopted in the Consultation Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display.

Emma
16/09/2021

HKCGI’s Guidance Note on Securities Law and Regulation

HKCGI’s Guidance Note on Securities Law and Regulation https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 16/09/2021 01/11/2021

On 5 September 2021, the Hong Kong Chartered Governance Institute issued a guidance note on securities law and regulation.

Emma
08/09/2021

HKEx’s disciplinary action against Coolpad Group Limited and six former directors

HKEx’s disciplinary action against Coolpad Group Limited and six former directors https://hauzen.hk/wp-content/uploads/2020/12/stairs-pikwizard-498d26a768504c041a26333fdbca5804_1402x790sm.jpg 1402 790 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 08/09/2021 01/11/2021

On 24 August 2021, The Stock Exchange of Hong Kong Limited censured Coolpad Group Limited (Stock Code: 2369) and six former directors.

Emma
25/08/2021

HKCGI’s Guidance Note on Mergers and Acquisitions

HKCGI’s Guidance Note on Mergers and Acquisitions https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 25/08/2021 01/11/2021

On 26 May 2021, the Hong Kong Chartered Governance Institute issued a guidance note on mergers and acquisitions.

Emma
12/08/2021

HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited

HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 12/08/2021 01/11/2021

On 19 July 2021, the GEM Listing Committee of HKEx censured two former directors of Farnova Group Holdings Limited (Stock Code: 8153).

Emma
30/07/2021

HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement

HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 30/07/2021 01/11/2021

HKEx published a revised Enforcement Policy Statement, a revised Enforcement Sanctions Statement, and important information about their approach to enforcement.

Hauzen
17/06/2021

HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions

HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions https://hauzen.hk/wp-content/uploads/2020/12/stairs-feet-pikwizard-e56c51548444732f224d910d420e40f5_1401x788sm.jpg 1401 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 17/06/2021 01/11/2021

Hong Kong Exchanges and Clearing published the conclusions of its consultation on its review of the Listing Rules relating to disciplinary powers and sanctions.

Emma
16/06/2021

HKEx’s disciplinary action against Tech Pro Technology Development & 7 former directors

HKEx’s disciplinary action against Tech Pro Technology Development & 7 former directors https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 16/06/2021 01/11/2021

HKEx reiterated that directors, including INEDs, have clear duties and responsibilities to safeguard the interests and assets of a listed issuer.

Emma
03/06/2021

HKEx Publishes Listed Issuer Regulation Newsletter

HKEx Publishes Listed Issuer Regulation Newsletter https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Emma Emma https://secure.gravatar.com/avatar/06df3a00e73131fc324ebaab4f4624f1?s=96&d=mm&r=g 03/06/2021 01/11/2021

Including an update on listed issuers meeting financial reporting obligations during Covid-19, guidance on lending transactions, confirmation on material loan arrangements of counterparties with connected persons when vetting notifiable transactions, and listed issuers’ spin-off activities.