Listed Companies Governance

Exchange Published Conclusions on Review of Corporate Governance Code
Exchange Published Conclusions on Review of Corporate Governance Code 1920 1080 Emma
Amended Listing Rules and CG Code came into effect on 1 Jan 2022, and will apply to CG reports for financial year commencing on or after 1 Jan 2021.

Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers
Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers 1400 788 Emma
To enhance and streamline the listing regime for overseas issuers. The amended Listing Rules and the new guidance materials will take effect from 1 January 2022.

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display
HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display 1920 1080 Emma
On 23 September 2021, HKEx published guidance materials on Listing Rule amendments adopted in the Consultation Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display.

HKCGI’s Guidance Note on Securities Law and Regulation
HKCGI’s Guidance Note on Securities Law and Regulation 1920 1080 Emma
On 5 September 2021, the Hong Kong Chartered Governance Institute issued a guidance note on securities law and regulation.

HKEx’s disciplinary action against Coolpad Group Limited and six former directors
HKEx’s disciplinary action against Coolpad Group Limited and six former directors 1402 790 Emma
On 24 August 2021, The Stock Exchange of Hong Kong Limited censured Coolpad Group Limited (Stock Code: 2369) and six former directors.

HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited
HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited 1920 1080 Emma
On 19 July 2021, the GEM Listing Committee of HKEx censured two former directors of Farnova Group Holdings Limited (Stock Code: 8153).

HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement
HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement 1920 1080 Emma
HKEx published a revised Enforcement Policy Statement, a revised Enforcement Sanctions Statement, and important information about their approach to enforcement.

HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions
HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions 1401 788 Hauzen
Hong Kong Exchanges and Clearing published the conclusions of its consultation on its review of the Listing Rules relating to disciplinary powers and sanctions.

HKEx’s disciplinary action against Tech Pro Technology Development & 7 former directors
HKEx’s disciplinary action against Tech Pro Technology Development & 7 former directors 1920 1080 Emma
HKEx reiterated that directors, including INEDs, have clear duties and responsibilities to safeguard the interests and assets of a listed issuer.
Hauzen LLP

We are forward-thinking legal counsel. We help you navigate Hong Kong’s financial markets, marine and trade, and technology, and cross-border matters.

Contact
  • Suite 3708, Tower Two, Lippo Centre
    89 Queensway
    Admiralty, Hong Kong
  • +852 2150 2900
  • +852 2150 2901
  • info@hauzen.hk

©2022 Hauzen LLP.  Website by Digital Devotee

Back to top
Privacy Preferences

When you visit our website, it may store information through your browser from specific services, usually in the form of cookies. Here you can change your Privacy preferences. It is worth noting that blocking some types of cookies may impact your experience on our website and the services we are able to offer.

Click to enable/disable Google Analytics tracking code.
Click to enable/disable Google Fonts.
Click to enable/disable Google Maps.
Click to enable/disable video embeds.
Our website uses cookies, mainly from 3rd party services. Define your Privacy Preferences and/or agree to our use of cookies.