IPO

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display 1920 1080 Hauzen
On 23 September 2021, HKEx published guidance materials on Listing Rule amendments adopted in the Consultation Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display.

HKEx Consultation Paper on Special Purpose Acquisition Companies

HKEx Consultation Paper on Special Purpose Acquisition Companies 1920 1080 Hauzen
On 17 September 2021, the Stock Exchange of Hong Kong Limited published a consultation paper seeking market feedback on proposals to create a listing regime for special purpose acquisition companies in Hong Kong.

Joint statement on IPO-related misconduct

Joint statement on IPO-related misconduct 1920 1080 Hauzen
On 20 May 2021, SFC and HKEx issued a joint statement setting out the general approach taken by them to address regulatory issues formed in recent new listings.  The statement described how the regulators would deploy their respective powers under the SFO, the SMLR and the Listing Rules to tackle issues that mainly involved suspected arrangements to artificially satisfy the initial listing requirements, or facilitate market manipulation of the shares after the IPO.

HKEx Consultation Conclusions on the Main Board Profit Requirement

HKEx Consultation Conclusions on the Main Board Profit Requirement 1401 789 Hauzen
On 20 May 2021, the Stock Exchange of Hong Kong Limited published conclusions to its consultations on the Main Board Profit Requirement.
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