compliance

PCPD Issues Guidance Note on Data Security Measures
PCPD Issues Guidance Note on Data Security Measures 1400 787 Hauzen
With data breaches and compliance actions on the rise, the Office of the Privacy Commissioner for Personal Data issued new guidance on data security measures.

SFC Finds Deficiencies in LC’s Standards
SFC Finds Deficiencies in LC’s Standards 1401 786 Hauzen
Are you an LC providing online brokerage, distribution / advisory services in Hong Kong? SFC has a reminder on regulatory standards for you!

SFC and FRC conclude MOU to strengthen regulation of capital markets
SFC and FRC conclude MOU to strengthen regulation of capital markets 1402 790 Hauzen
SFC and FRC entered into new MOU for enhanced cooperation measures for regulation of PIE Auditors and the compliance by listed entities of regulatory requirements in financial reporting

HKEx Publishes Review of Listed Issuers’ Annual Report Disclosure – COVID-19 and Other Issues
HKEx Publishes Review of Listed Issuers’ Annual Report Disclosure – COVID-19 and Other Issues 1920 1080 Hauzen
January 2021, The Stock Exchange of Hong Kong Limited (HKEx) published a report on the findings and recommendations from a review of listed issuers’ annual reports issued for 2019
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