Securities Regulation

The Securities and Futures Commission (the “SFC”) reprimanded and fined Ewarton Securities Limited

The Securities and Futures Commission (the “SFC”) reprimanded and fined Ewarton Securities Limited 1400 788 Hugo
The Securities and Futures Commission reprimanded and fined Ewarton Securities Limited for internal control failings and breaches of the SFC’s Code of Conduct.

SFC concludes Consultation on Amendments to the Securities and Futures (Professional Investor) Rules

SFC concludes Consultation on Amendments to the Securities and Futures (Professional Investor) Rules 1402 790 Louise
May 2018, the SFC published the Consultation Conclusions on the Proposed Amendments to the Securities and Futures (Professional Investor) Rules.
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