Corporate Services

Financial Services Regulation

PCPD Publishes Guidance on Ethical Development and Use of AI
PCPD Publishes Guidance on Ethical Development and Use of AI 1920 1080 Hauzen LLP
On 18 August 2021, the Privacy Commissioner for Personal Data published its Guidance on the Ethical Development and Use of Artificial Intelligence to help organisations understand and comply with the relevant requirements of the Personal Data (Privacy) Ordinance when they develop or use Artificial Intelligence in Hong Kong.
Financial Services Regulation

HKCGI’s Guidance Note on Mergers and Acquisitions
HKCGI’s Guidance Note on Mergers and Acquisitions 1920 1080 Hauzen LLP
On 26 May 2021, the Hong Kong Chartered Governance Institute issued a guidance note on mergers and acquisitions.
Financial Services Regulation

Companies Registry News Update: Commencement of New Inspection Regime – Phase 1
Companies Registry News Update: Commencement of New Inspection Regime – Phase 1 1920 1080 Hauzen LLP
On 16 August 2021, the Companies Registry published external circular no.1/2021 regarding the commencement of a new inspection regime of the Companies Register under the Companies Ordinance (Cap.622) on 23 August 2021.

Commencement dates for new inspection regime under Companies Ordinance
Commencement dates for new inspection regime under Companies Ordinance 1400 787 Hauzen LLP
HKSAR published in the Gazette on 18 June 2021 the following commencement notices and subsidiary legislation for implementation of the inspection regime.
Financial Services Regulation

Proposed name change for The Hong Kong Institute of Chartered Secretaries
Proposed name change for The Hong Kong Institute of Chartered Secretaries 1920 1080 Hauzen LLP
On 3 May 2021, HKICS published a set of FAQs that addressed a number of questions relating to the Institute’s name change initiative.

HKEx Publishes Consultation Paper on Review of Corporate Governance Code and Related Listing Rules
HKEx Publishes Consultation Paper on Review of Corporate Governance Code and Related Listing Rules 1400 788 Hauzen LLP
On 16 April 2021, HKEx published a consultation paper outlining proposed enhancements to the CG Code, as well as related amendments to the Listing Rules.
Financial Services Regulation

Legislative Council Panel on Financial Affairs discussed the Protection of Personal Information on the Companies Register
Legislative Council Panel on Financial Affairs discussed the Protection of Personal Information on the Companies Register 1920 1080 Hauzen LLP
On 9 April 2021, the Legislative Council Panel on Financial Affairs discussed the proposed implementation of a new inspection regime for the Companies Register.
Financial Services Regulation

HKEx Updates Guidance Letter for Biotech Companies
HKEx Updates Guidance Letter for Biotech Companies 1920 1080 Hauzen LLP
February 2021, HKEx updated its guidance letter related to disclosure in listing documents of biotech companies.
Financial Services Regulation

HKEx Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents, Reduction of Types of Documents on Display
HKEx Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents, Reduction of Types of Documents on Display 1920 1080 Hauzen LLP
HKEx will adopt all the proposals outlined in the consultation paper with several minor modifications as set out in the Consultation Conclusions.
Financial Services Regulation

HKEx Publishes its Latest Review of Listed Issuers’ Corporate Governance Practices
HKEx Publishes its Latest Review of Listed Issuers’ Corporate Governance Practices 1920 1080 Hauzen LLP
December 2020, The Stock Exchange of Hong Kong Limited (HKEx) published the findings of its latest review of listed issuers’ corporate governance practices.
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