Financial Markets

Hauzen
27/05/2021

HKEx Consultation Conclusions on the Main Board Profit Requirement

HKEx Consultation Conclusions on the Main Board Profit Requirement https://hauzen.hk/wp-content/uploads/2020/12/stairs-pop-zebra-332453-unsplash_1401x789sm.jpg 1401 789 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 27/05/2021 01/11/2021

On 20 May 2021, the Stock Exchange of Hong Kong Limited published conclusions to its consultations on the Main Board Profit Requirement.

Hauzen
26/05/2021

Financial Markets

SFC warns against online investment scams

SFC warns against online investment scams https://hauzen.hk/wp-content/uploads/2021/11/woam-computer-pexels-mikhail-nilov-7534101_1400x788.jpg 1400 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 26/05/2021 10/01/2022

The Securities and Futures Commission has recently concluded an online campaign alerting the public about the use of online platforms to defraud investors. There are many ways to ascertain and verify the identity of the counter-party on the other end of the deal. Here are some ways to avoid falling victim to investment scams:-

Hauzen
21/05/2021

Financial Markets

HKEx Consultation Paper on the Main Board Profit Requirement

HKEx Consultation Paper on the Main Board Profit Requirement https://hauzen.hk/wp-content/uploads/2020/12/stairs-feet-pikwizard-e56c51548444732f224d910d420e40f5_1401x788sm.jpg 1401 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 21/05/2021 01/11/2021

On 27 November 2020, the Stock Exchange of Hong Kong Limited published a Consultation Paper proposing to increase the Main Board profit requirement.

Hauzen
28/04/2021

SFC Press Release – Investigation Updates

SFC Press Release – Investigation Updates https://hauzen.hk/wp-content/uploads/2020/02/hong-kong-rostyslav-savchyn-NyXEqJ_qxtQ-unsplash_1400x788sm.jpg 1400 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 28/04/2021 01/11/2021

SFC and Police launched joint operation against listed company and senior executives for market misconduct, and revoke revokes IDS Forex HK Limited’s licence and permanently bans its former co-CEOs from re-entering the industry.

Hauzen
20/04/2021

The Insurance Authority welcomes Pilot Insurance-linked Securities Grant Scheme

The Insurance Authority welcomes Pilot Insurance-linked Securities Grant Scheme https://hauzen.hk/wp-content/uploads/2020/12/stairs-pop-zebra-332453-unsplash_1401x789sm.jpg 1401 789 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/04/2021 01/11/2021

The Financial Secretary the Paul Chan delivered his 2021-22 budget speech on 24 February 2021 proposing to launch a two-year pilot insurance-linked securities grant scheme to attract insurance enterprises or organisations to issue insurance-linked securities in Hong Kong.

Hauzen
20/04/2021

FSTB Consultation paper on new licensing regime for virtual assets services providers

FSTB Consultation paper on new licensing regime for virtual assets services providers https://hauzen.hk/wp-content/uploads/2018/03/bitcoin-andre-francois-mckenzie-9qpCNwDeBVU-unsplash_1400x935.jpg 1400 935 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 20/04/2021 10/01/2022

FSTB published consultation paper proposeing to introduce a licensing regime for virtual assets services providers (“VASPs”). The consultation period ended on 31 January 2021.

Hauzen
13/04/2021

HKEx Published Consultation Paper on Listing Regime for Overseas Issuers

HKEx Published Consultation Paper on Listing Regime for Overseas Issuers https://hauzen.hk/wp-content/uploads/2021/12/papers-pexels-brotin-biswas-518543_1400x788sm.jpg 1400 788 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 13/04/2021 10/01/2022

On 31 March 2021, HKEx published a consultation paper (the “Consultation”) seeking comments on proposed amendments to the Listing Rules in order to enhance and streamline the listing regime for overseas issuers.

Hauzen
01/04/2021

SFC consults on conduct requirements for bookbuilding and placing activities

SFC consults on conduct requirements for bookbuilding and placing activities https://hauzen.hk/wp-content/uploads/2020/12/stairs-pikwizard-498d26a768504c041a26333fdbca5804_1402x790sm.jpg 1402 790 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 01/04/2021 01/11/2021

On 8 February 2021, the Securities and Futures Commission published a consultation paper on conduct requirements for capital market transactions in Hong Kong.

Hauzen
24/03/2021

SFC’s Consultation Paper on amendments to the Code on Pooled Retirement Funds

SFC’s Consultation Paper on amendments to the Code on Pooled Retirement Funds https://hauzen.hk/wp-content/themes/crocal/images/empty/thumbnail.jpg 150 150 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 24/03/2021 01/11/2021

The comment period of the Securities and Future Commission’s (“SFC”) public consultation paper (the “Consultation”) on proposed amendments to the Code on Pooled Retirement Funds (the “Code”) has recently come to an end.

Hauzen
17/03/2021

SFC, HKEx Directed to Explore SPAC Listings in Hong Kong

SFC, HKEx Directed to Explore SPAC Listings in Hong Kong https://hauzen.hk/wp-content/uploads/2020/09/piqsels.com-id-zwvfp-escalator_sm.jpg 1920 1080 Hauzen Hauzen https://secure.gravatar.com/avatar/89f4c19e43caa7e0225dad1d9dad1fec?s=96&d=mm&r=g 17/03/2021 22/11/2021

March 2021, SFC and HKEx briefed a forum of top financial leaders in Hong Kong about the latest developments in Special Purpose Acquisition Companies (SPACs)