HKEx

Exchange Published Conclusions on Review of Corporate Governance Code
Exchange Published Conclusions on Review of Corporate Governance Code 1920 1080 Hauzen
Amended Listing Rules and CG Code came into effect on 1 Jan 2022, and will apply to CG reports for financial year commencing on or after 1 Jan 2021.

Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers
Exchange Published Conclusions on Reforms to Enhance Listing Regime for Overseas Issuers 1400 788 Hauzen
To enhance and streamline the listing regime for overseas issuers. The amended Listing Rules and the new guidance materials will take effect from 1 January 2022.

Publication of Corporate Governance & ESG (Climate Disclosures) Guidance
Publication of Corporate Governance & ESG (Climate Disclosures) Guidance 1400 788 Hauzen
On 5 November 2021, the Exchange published guidance on climate disclosures and analysis of IPO applicants’ ESG practice disclosure in 2020/2021.

HKEx Consultation Paper on Amendments to Listing Rules relating to Share Schemes
HKEx Consultation Paper on Amendments to Listing Rules relating to Share Schemes 1920 1080 Hauzen
On 29 October 2021, the HKEx published a consultation paper on Proposed Amendments to Listing Rules relating to Share Schemes of listed issuers.

HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display
HKEx Guidance Materials on Paperless Listing & Subscription Regime, Online Display of Documents & Reduction of Types of Documents on Display 1920 1080 Hauzen
On 23 September 2021, HKEx published guidance materials on Listing Rule amendments adopted in the Consultation Conclusions on Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display.

HKEx Consultation Paper on Special Purpose Acquisition Companies
HKEx Consultation Paper on Special Purpose Acquisition Companies 1920 1080 Hauzen
On 17 September 2021, the Stock Exchange of Hong Kong Limited published a consultation paper seeking market feedback on proposals to create a listing regime for special purpose acquisition companies in Hong Kong.

HKCGI’s Guidance Note on Securities Law and Regulation
HKCGI’s Guidance Note on Securities Law and Regulation 1920 1080 Hauzen
On 5 September 2021, the Hong Kong Chartered Governance Institute issued a guidance note on securities law and regulation.

HKEx’s disciplinary action against Coolpad Group Limited and six former directors
HKEx’s disciplinary action against Coolpad Group Limited and six former directors 1402 790 Hauzen
On 24 August 2021, The Stock Exchange of Hong Kong Limited censured Coolpad Group Limited (Stock Code: 2369) and six former directors.

HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited
HKEx’s disciplinary action against two former directors of Farnova Group Holdings Limited 1920 1080 Hauzen
On 19 July 2021, the GEM Listing Committee of HKEx censured two former directors of Farnova Group Holdings Limited (Stock Code: 8153).

HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement
HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement 1920 1080 Hauzen
HKEx published a revised Enforcement Policy Statement, a revised Enforcement Sanctions Statement, and important information about their approach to enforcement.
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