SFC

HKCFA Upholds SFC’s Powers Against Foreign Defendants

HKCFA Upholds SFC’s Powers Against Foreign Defendants 1920 1081 Hauzen
The Hong Kong CFA confirms the SFC’s power to seek various orders from the Hong Kong court against foreign defendants without requiring leave.

Sponsors Still Taking the Rap for Listing Fraud

Sponsors Still Taking the Rap for Listing Fraud 1400 788 Greg Heaton
When listing frauds unravel, regulators usually focus on finding fault with the sponsors. Sponsors face significant regulatory risks for limited financial gain.

How Sponsors Became Gatekeepers of HKEX

How Sponsors Became Gatekeepers of HKEX 1400 787 Greg Heaton
Thirty years ago, Tsingtao Brewery became the first mainland Chinese company to list on HKEX. Over 1400 others followed, scams included.

SFC’s Warning on Unregulated VATP JPEX

SFC’s Warning on Unregulated VATP JPEX 1400 788 Hauzen
Hong Kong’s Securities and Futures Commission issued a warning statement clarifying that JPEX is an unlicensed entity and warned the public to be cautious.

Guide to Obtaining a VASP Licence in Hong Kong

Guide to Obtaining a VASP Licence in Hong Kong 1400 788 Hauzen
A simplified guide to requirements virtual asset trading platforms (or cryptocurrency exchanges) must meet to obtain a virtual asset service provider licence. 

SFC Conclusion on New Regulatory Regime for Virtual Asset Trading Platform Operators

SFC Conclusion on New Regulatory Regime for Virtual Asset Trading Platform Operators 1400 788 Hauzen
We believe the new framework will help to establish Hong Kong as a virtual asset (“VA”) hub and attract quality crypto service providers to obtain a license.
shell

Hong Kong SPACs’ Bedazzling Debut – Act II

Hong Kong SPACs’ Bedazzling Debut – Act II 1400 787 Greg Heaton
While a honeypot to some celebrities, tycoons and their professional advisors, SPACs have by and large been disastrous for everybody else.

HKMA’s Circular on Access to Banking Services

HKMA’s Circular on Access to Banking Services 1400 788 Byron Chow
Advancing financial inclusion and customer fair treament while authorized institutions adopting a proportionate and effective risk-based approach to AML & CFT.

Managing a Cryptocurrency Portfolio – What Licensed Asset Managers Need to Know

Managing a Cryptocurrency Portfolio – What Licensed Asset Managers Need to Know 1400 788 Hauzen
What should asset managers do if they want to manage portfolios holding virtual assets? To address risks, SFC has started to regulate VA portfolio managers.

Hong Kong SPACs’ Bedazzling Debut – Act I

Hong Kong SPACs’ Bedazzling Debut – Act I 1400 788 Greg Heaton
Hong Kong historically discouraged shell manufacturing and backdoor listings. It has now formalized these practices with the introduction of a SPAC regime.
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