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Hauzen LLP

U.S. Probing Binance: Implications for Cryptocurrency and Fintech in Hong Kong
U.S. Probing Binance: Implications for Cryptocurrency and Fintech in Hong Kong 1400 788 Hauzen LLP
Cryptocurrency traders and exchanges should learn a lesson from Binance Holdings Ltd and be aware of potential money-laundering issues.

Judiciary Consultation on the Legislative Amendments to Enable Remote Hearing
Judiciary Consultation on the Legislative Amendments to Enable Remote Hearing 1400 788 Hauzen LLP
The Judiciary Administration published a legislative proposal to enable remote hearing on February 2021
Financial Services Regulation

Market Misconduct Tribunal sanctions China Medical & HealthCare Group Limited and its directors for late disclosure of inside information
Market Misconduct Tribunal sanctions China Medical & HealthCare Group Limited and its directors for late disclosure of inside information 1920 1080 Hauzen LLP
On 12 May 2021, MMT fined China Medical & HealthCare Group Limited, formerly known as COL Capital Limited, and six of its former and current directors a total of $4.2 million for failing to disclose inside information as soon as reasonably practicable following proceedings brought by the SFC.

HKEx Consultation Paper on the Main Board Profit Requirement
HKEx Consultation Paper on the Main Board Profit Requirement 1401 788 Hauzen LLP
On 27 November 2020, the Stock Exchange of Hong Kong Limited published a Consultation Paper proposing to increase the Main Board profit requirement.
Financial Services Regulation

Proposed name change for The Hong Kong Institute of Chartered Secretaries
Proposed name change for The Hong Kong Institute of Chartered Secretaries 1920 1080 Hauzen LLP
On 3 May 2021, HKICS published a set of FAQs that addressed a number of questions relating to the Institute’s name change initiative.

Permission granted to provisional liquidators to seek Mainland recognition
Permission granted to provisional liquidators to seek Mainland recognition 1400 788 Hauzen LLP
Permission granted to provisional liquidators to seek Mainland recognition may open new door to mutual recognition of cross-border insolvency proceedings
Financial Services Regulation

Financial Services and Treasury Bureau’s Proposal on Tax Concession for Carried Interest
Financial Services and Treasury Bureau’s Proposal on Tax Concession for Carried Interest 1920 1080 Hauzen LLP
In December 2020, the Financial Services and the Treasury Bureau of the Government of HKSAR published the Inland Revenue (Amendment) (Tax Concessions for Carried Interest) Bill 2021 in the Gazette.

Market Misconduct Tribunal sanctions two former executives for insider dealing
Market Misconduct Tribunal sanctions two former executives for insider dealing 1402 790 Hauzen LLP
In April 2021, following legal proceedings brought by the SFC, the MMT sanctioned two former executives of Asia Telemedia Limited (now known as Yunfeng Financial Group Limited) – Mr Charles Yiu Hoi Ying and Ms Marian Wong Nam.
Financial Services Regulation

HKEx’s disciplinary action against China Tangshang Holdings Limited and its executive directors
HKEx’s disciplinary action against China Tangshang Holdings Limited and its executive directors 1920 1080 Hauzen LLP
On 14 April 2021, The Listing Committee of the HKEx took disciplinary action against China Tangshang Holdings Limited and its executive directors.

SFC Press Release – Investigation Updates
SFC Press Release – Investigation Updates 1400 788 Hauzen LLP
SFC and Police launched joint operation against listed company and senior executives for market misconduct, and revoke revokes IDS Forex HK Limited’s licence and permanently bans its former co-CEOs from re-entering the industry.
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