Posts By :

Hauzen LLP

Commencement dates for new inspection regime under Companies Ordinance
Commencement dates for new inspection regime under Companies Ordinance 1400 787 Hauzen LLP
HKSAR published in the Gazette on 18 June 2021 the following commencement notices and subsidiary legislation for implementation of the inspection regime.
Financial Services Regulation

HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement
HKEx Publishes Revised Policy Statement on Enforcement of Listing Rules & Sanctions Statement 1920 1080 Hauzen LLP
HKEx published a revised Enforcement Policy Statement, a revised Enforcement Sanctions Statement, and important information about their approach to enforcement.

SFC suspends a Responsible Officer of GEO Securities Ltd
SFC suspends a Responsible Officer of GEO Securities Ltd 1400 788 Hauzen LLP
The Hong Kong Securities and Futures Commission suspends a Responsible Officer of GEO for breach of licensing conditions.
Financial Services Regulation

HKSAR & Mainland sign record of meeting concerning mutual recognition of and assistance in insolvency proceedings
HKSAR & Mainland sign record of meeting concerning mutual recognition of and assistance in insolvency proceedings 1920 1080 Hauzen LLP
Hong Kong and Mainland China signed a record of meeting signifying consensus on mutual recognition of and assistance in insolvency proceedings between the two.

Launch of grant scheme for open-ended fund companies and real estate investment trusts
Launch of grant scheme for open-ended fund companies and real estate investment trusts 1401 788 Hauzen LLP
Hong Kong’s Financial Secretary announces subsidies for open-ended fund companies to set up in or re-domicile and Real Estate Investment Trusts to list in HK.

Enforcement of Civil Judgments of Matrimonial and Family Cases in Hong Kong and Mainland China
Enforcement of Civil Judgments of Matrimonial and Family Cases in Hong Kong and Mainland China 1400 787 Hauzen LLP
Hong Kong’s Legislative Council passed the Mainland Judgments in Matrimonial and Family Cases (Reciprocal Recognition and Enforcement) Ordinance

HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions
HKEx’s Consultation Conclusions – Review of Listing Rules Relating to Disciplinary Powers and Sanctions 1401 788 Hauzen LLP
Hong Kong Exchanges and Clearing published the conclusions of its consultation on its review of the Listing Rules relating to disciplinary powers and sanctions.

The Court of First Instance orders boiler room fraudsters to compensate investors
The Court of First Instance orders boiler room fraudsters to compensate investors 150 150 Hauzen LLP
Boiler room fraudsters ordered to compensate investors after finding that none of the investments in securities / futures products agreed were ever executed.
Financial Services Regulation

HKEx’s disciplinary action against Tech Pro Technology Development & 7 former directors
HKEx’s disciplinary action against Tech Pro Technology Development & 7 former directors 1920 1080 Hauzen LLP
HKEx reiterated that directors, including INEDs, have clear duties and responsibilities to safeguard the interests and assets of a listed issuer.

Proposed amendments to PDPO to combat doxxing activities
Proposed amendments to PDPO to combat doxxing activities 1400 787 Hauzen LLP
Proposed amendments include “A person commits an offence if the person discloses any personal data of a data subject without the data subject’s consent,”
Back to top
Privacy Preferences

When you visit our website, it may store information through your browser from specific services, usually in the form of cookies. Here you can change your Privacy preferences. It is worth noting that blocking some types of cookies may impact your experience on our website and the services we are able to offer.  View our Legal Notices

For performance and security reasons we use Cloudflare
required
Click to enable/disable Google Analytics tracking code.
Click to enable/disable Google Fonts.
Click to enable/disable Google Maps.
Click to enable/disable video embeds.
Our website uses cookies, including from 3rd party services. Define your Privacy Preferences and/or agree to our use of cookies.